Newsletter Subject

2019 Annual Disclosures

From

motifinvesting.com

Email Address

motif@e.motifinvesting.com

Sent On

Tue, Dec 31, 2019 09:47 PM

Email Preheader Text

| Securities regulations require that on an annual basis, Motif Investing Inc., notifies customers o

[View in browser]( | [Login]( [Motif Investing]( Securities regulations require that on an annual basis, Motif Investing Inc., notifies customers of certain information and disclosures they should be aware of when maintaining a brokerage account with the firm. Please read carefully the contents of this Disclosure Statement, and follow the links for additional information. Motif Investing Privacy Policy Motif respects the privacy of all customers and makes available its [Privacy Policy]( to visitors throughout its website. Motif Investing Business Continuity Plan Motif provides a variety of services that require the provision of continual technological and operational support of our customers, as described in the [Motif Business Continuity Plan](. Margin Disclosure Statement For customers who have established a margin account with Motif, please review the furnished [Margin Risk Disclosure Statement]( as a reminder of risks associated with trading securities on margin. Order Routing Information Motif is required to make available to customers our clearing firm Pershing's quarterly report with regard to the routing of non-directed orders. Pershing has entered into an agreement with a third-party vendor to disclose the required information. Motif makes this information available to customers on its website, and can be accessed at this [link](. SEC Rule 606(b) requires a broker-dealer to disclose to its customers, upon request, "the identity of the venue to which the customer's orders were routed for execution in the six months prior to the request, whether the orders were directed orders or non-directed orders, and the time of the transactions, if any, that resulted from such orders." SIPC Information As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to $500,000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at 1-202-371-8300 or visit [www.SIPC.org](. Investor Education and Protection FINRA Rule 2267 requires Motif Investing Inc. to provide information about FINRA's BrokerCheck program. An investor brochure that includes information describing the BrokerCheck program may be obtained at the FINRA website [www.FINRA.org](. Customers can also contact the FINRA BrokerCheck hotline number at 1-800-289-9999. Motif Investing Customer Agreement Your [Motif Customer Agreement]( provides information regarding the products and services available to you. If you would like to obtain a paper version of any of the documents referenced above, or if you have any further questions regarding this matter, please contact us. Contact Motif You may contact Motif regarding any questions or issues related to your account, or request documents, at the following: Motif Investing, Inc. Attn. Compliance Department P.O. Box 3548 Rancho Cordova, CA 95741 Phone: 1-855-586-6843, 9am - 6pm ET, Mon-Fri Email: service@motifinvesting.com You've received this message because you've registered for Motif Investing. If you wish to unsubscribe, please [click here](. P.O. Box 3548, Rancho Cordova, CA 95741 © 2019 Motif Investing, Inc. All rights reserved. Member: [FINRA]( / [SIPC](

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